Futures Commissions Merchant Lime Trading Corp. Ordered to Pay $100,000 Fine Feb 19, 2024 On February 6, the National Futures Association (NFA) mandated that Lime Trading Corp. (Lime Trading), a futures commission… Read More
How Does the Corporate Transparency Act Impact CFTC and NFA Firms? Jan 28, 2024 On December 5, 2023 the National Futures Association (“NFA”) sent out a notice to members advisory regarding the… Read More
Proposed Adjustments To How Customer Funds May Be Invested Jan 15, 2024 The Commodity Futures Trading Commission (“CFTC”) proposed changes to Regulation 1.25(a) late in 2023. These comments were required… Read More