Inactive Firms be Aware – Semi- Annual Questionnaires Coming Due Mar 24, 2025 Under National Futures Association (NFA) Compliance Rule 2-52 and its associated Interpretive Notice, NFA Member Questionnaire Requirements (effective… Read More
Common NFA Audit Deficiencies for 2025 Feb 28, 2025 Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams, we provide insight into the areas NFA emphasizes most.
CFTC Acts Against EmpiresX Fraud Feb 24, 2025 The Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Southern District of Florida… Read More