The NFA’s Multi-Branch Proposal: Streamlining Supervision or a Hidden Burden? Jun 26, 2026 The NFA’s new multi-branch supervision proposal sounds like an operational win, but it might be a compliance Trojan horse. Here is what your firm needs to know.
CFTC/NFA FCM Regulations: Margin Adequacy and Treatment Oct 31, 2025 In December of 2024 the CFTC established a new regulation which does not happen frequently. Regulation 1.44 was…Read More