More Transparency Not Less: NFA’s Newest Move Might be the Worst Yet Oct 28, 2024 NFA Changes “BASIC” registration database to omit display of non-member exempt firms The National Futures Association (“NFA”) recently… Read More
CFTC and NFA Compliance Obligation Schedule and Checklist Sep 27, 2024 It is hard to believe that September has come and gone already. Going into the third quarter, one… Read More
NFA’s Action Against Trinity Trading Group Sep 23, 2024 On August 15, 2024, the National Futures Association Committee filed a Complaint against Trinity Trading, a former NFA… Read More