Proposed Amendments to NFA Compliance Rule 2-7 Nov 30, 2021 Pursuant to the NFA’s recent Amendment to Rule 2-7, Swap APs serving as Branch Managers of Member Firms… Read More
2021 CFTC/NFA Annual Compliance Obligations Nov 26, 2021 As 2021 comes to a close, staff will begin leaving for holiday vacation and compliance will be forgotten. … Read More
Avoiding Accounting Pitfalls Oct 27, 2021 By: Turnkey Trading Partners Many of Turnkey’s clients, and NFA members as a whole, are one to two… Read More