2021 CFTC/NFA Annual Compliance Obligations Nov 26, 2021 As 2021 comes to a close, staff will begin leaving for holiday vacation and compliance will be forgotten. … Read More
Annual Reminders Oct 25, 2021 Annual Review Reminders When was the last time you refreshed your policies and procedures manual? If you have… Read More
Critical Changes to NFA Branch Office Supervision Sep 30, 2021 By: Turnkey Trading Partners In August of 2021, NFA indicated that it would be pursuing a change to… Read More