Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More
Common NFA Audit Deficiencies: NFA vs Turnkey Feb 29, 2024 On February 12th, 2024 NFA distributed a notice to its members under bulletin I-24-03. Within the notice NFA… Read More
How Does the Corporate Transparency Act Impact CFTC and NFA Firms? Jan 28, 2024 On December 5, 2023 the National Futures Association (“NFA”) sent out a notice to members advisory regarding the… Read More