The NFA’s Multi-Branch Proposal: Streamlining Supervision or a Hidden Burden? Jun 26, 2026 The NFA’s new multi-branch supervision proposal sounds like an operational win, but it might be a compliance Trojan horse. Here is what your firm needs to know.
Executing Introducing Broker Block Futures Customer Onboarding May 28, 2026 Registered Introducing Brokers (“IBs”) operating as so called “voice” or “chat brokers” focus largely on making markets or…Read More
CFTC vs. State Oversight Collide as Event-Contract Markets Evolve Nov 26, 2025 Two major developments have reshaped the event contract and prediction market landscape this week—each pushing regulation in opposite…Read More