Turnkey Trading Partners – Best CFTC/NFA Compliance Firm 2019 Feb 14, 2019 This week the 2019 CTA Intelligence US Services Awards were held in New York City. These annual events are intended… Read More
NFA Requires Fund Manager Internal Control Policies Jan 18, 2019 In December NFA made fund internal controls an official obligation for CPOs. Learn more about what needs to be done to be compliant with the new obligation.
Changes to GIB and Branch Office Supervision? Oct 15, 2018 The financial services industry has been enduring a period of intense consolidation for more than a decade. Perhaps… Read More