Operational Resilience Framework Proposal and What That Could Mean for The Industry. Apr 29, 2024 At the end of 2023, The Commodity Futures Trading Commission (“CFTC”) proposed an Operational Resilience Framework (“ORF”) aiming… Read More
Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More
Futures Commissions Merchant Lime Trading Corp. Ordered to Pay $100,000 Fine Feb 19, 2024 On February 6, the National Futures Association (NFA) mandated that Lime Trading Corp. (Lime Trading), a futures commission… Read More