Year End Compliance Checklist and Obligations Sep 27, 2022 By: Turnkey Trading Partners Believe it or not the fourth quarter of 2022 has begun! As the end… Read More
More Than Ever: Crypto Registration Matters Aug 31, 2022 Registered brokerage and trading firms can often view their regulators inappropriately. Within the derivatives industry, interactions with the… Read More
Proper Accounting and Valuation at IB’s; Swap Firms Essential Aug 27, 2022 Over the last several months, National Futures Association (“NFA”) has filed complaints against member firms for improper accounting… Read More