NFA Proposed Change to CTA Performance Presentation Mar 06, 2020 On March 6, 2020 NFA submitted to the CFTC a proposed rule change related to how CTAs can show performance results to customers. On the same day they also proposed a change to how hypothetical performance may be shown and what material information must be disclosed.
CTA Performance Reporting and Allocation Variance Feb 28, 2020 NFA audits evaluate many compliance items. An area not often discussed is performance reporting, bunched or blocked orders, and what is or is not acceptable rate of return variance for CTA and CPO registrants. This article discusses these points and Turnkey’s experienece with them over the years.