Block Trades, Voice, Chat, & OTC Brokerage Jul 26, 2023 By Turnkey Trading Partners: An increasing number of Introducing Brokers (“IB”) are entering the block futures space. A… Read More
Higher NFA Fees For Swap Firms: Are you Effected? Oct 25, 2019 NFA’s membership fee increase is scheduled to go into effect January 1, 2020. Invoices for this surcharge will be scheduled to go out around November 15, 2019. Now is the time for NFA member firms to revisit whether or not their brokerage activities fall under NFA’s new swap firm considerations.
Turnkey CFTC/NFA Regulatory and Compliance Recap – First Half 2019 Aug 15, 2019 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More