NFA’s Exemptions System updated for persons seeking registration relief pursuant to CFTC Regulation 4.13 Nov 20, 2020 CFTC Regulation 4.13(b) requires a person seeking an exemption from registration under Regulation 4.13 to file electronically a notice of the exemption with NFA through its Exemptions System.
FinCEN reissues and updates its list of FATF-identified jurisdictions with AML/CFT deficiencies Nov 12, 2020 On November 6, 2020, the Financial Crimes Enforcement Network (FinCEN) issued an Advisory announcing that the Financial Action Task Force (FATF) reissued its list of jurisdictions with strategic AML/CFT deficiencies, with updates to two jurisdictions.