NFA Interp – Member Use of Third-Party Service Providers Mar 24, 2021 NFA recently adopted an Interpretive Notice entitled NFA Compliance Rules 2-9 and 2-36: Members’ Use of Third-Party Service Providers. The Interpretive Notice requires each Member outsourcing regulatory functions to adopt and implement a supervisory framework over its outsourcing function to mitigate outsourcing-related risks.
How to Start a Profitable CTA Feb 25, 2021 At Turnkey we’re constantly evaluating how we can continue to provide our current, and even our prospective clients, with best-in-class service. To assist prospective clients considering a CTA or fund launch, Turnkey has created and is now offering a free fund and CTA forecasting tool.
Starting a Hedge Fund or Trading Investment Advisor Jan 29, 2021 Many traders who have experienced some success managing their own money have asked themselves the question: “Should I do this professionally?”