Under National Futures Association (NFA) Compliance Rule 2-52 and its associated Interpretive Notice, NFA Member Questionnaire Requirements (effective October 15, 2024, per Notice to Members I-24-10), NFA Members must submit the Member Questionnaire at least annually and, in some cases, more frequently as required by NFA.

Firms that previously indicated they are not currently engaged in commodity interest business (inactive Members) must update their Member Questionnaire on a semi-annual basis. The next semi-annual filing deadline is May 1, 2025, and applies to inactive Members whose annual Member Questionnaire is due on November 1, 2024.

NFA will notify affected Members before the filing deadline. Failure to submit the Member Questionnaire on time will be considered a request to withdraw from NFA membership.

If you have any questions or concerns about this requirement, please contact us today.