Sep 04, 2018 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter. Simply select what is most applicable to your regulated CFTC/NFA business by clicking below: Information regarding NFA’s review of swap valuation dispute submissions Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations Risk Disclosure Statements for SFP’s Changes to CFTC Regulation 4.5 – “Definition of Commodity Pool Operator/Trading Advisor” Not a subscriber to our newsletter? You’re missing out! Sign up and request to receive more information here.