CFTC and NFA Regulatory Requirements & Reminders Mar 12, 2019 Turnkey Trading Partners is committed to providing NFA Members with the resources they need to meet their regulatory obligations as efficiently as possible. The following information was published by NFA… Read More
NFA Audit Examination Deficiency Areas – March 2019 Mar 05, 2019 For 2019 the following areas seem to be where NFA is looking for deficiencies. Focus areas range from a firm’s information systems security program (“ISSP”) or cybersecurity policy, to more traditional trouble spots like accounting or promotional material best practices. The following is a brief summary of the most common deficiency and focus areas Turnkey has been seeing through the first quarter of 2019.
Turnkey Hedgeweek’s Best Global Regulatory Advisory Firm Feb 19, 2019 The Hedgeweek Global Awards 2019 for excellence among hedge fund managers and service providers celebrate the achievements of firms that contributed to another significant year for the sector. Winners, were presented with… Read More