Critical Changes to NFA Branch Office Supervision Sep 30, 2021 By: Turnkey Trading Partners In August of 2021, NFA indicated that it would be pursuing a change to how branch offices were defined. The CFTC was in agreement with NFA’s… Read More
CFTC Cryptocurrency Crackdown Sep 29, 2021 By: Turnkey Trading Partners On September 29, 2021 the CFTC announced it had taken regulatory action against 14 Cryptocurrency firms for not being properly registered as FCMs. More specifically the… Read More
Urgent – NFA Third Party Service Provider Requirements Sep 25, 2021 By: Turnkey Trading Partners Turnkey has been writing about and reminding its customers about NFA’s new Third-Party Service Provider (“TPSP”) policies and procedures requirement. If you have not already done… Read More