CFTC/NFA – Regulatory Recap – December 2021 Dec 20, 2021 To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter.
2021 NFA Self-Exam Questionnaire Updates Nov 30, 2021 By Susan Osmanski – Turnkey Trading Partners The National Futures Association (“NFA”) Self-Examination Questionnaire is designed to assist Commodity Futures Trading Commission (“CFTC”) registered, NFA Member firms in meeting their… Read More
Proposed Amendments to NFA Compliance Rule 2-7 Nov 30, 2021 Pursuant to the NFA’s recent Amendment to Rule 2-7, Swap APs serving as Branch Managers of Member Firms engaged solely in swaps activities will not need to take/pass the series… Read More