CFTC 1.35, NFA Notice 9037, Communications Record Keeping Mar 27, 2023 By: Turnkey Trading Partners Like many of those reading this article, Turnkey Trading Partners uses a voice over internet protocol (“VOIP”) phone system to stay connected with our clients. VOIP… Read More
Major Changes to CFTC, NFA Accounting Obligations Mar 24, 2023 As one of the industry’s largest service providers, Turnkey was recently notified by NFA staff that significant accounting changes are likely coming. These changes may greatly impact the operations of… Read More
2023 Regulatory Examination and Audit Expectations Feb 28, 2023 Commodity Futures Trading Commission (“CFTC”) registrants and National Futures Association (“NFA”) member firms that have not been audited since 2019 may be wondering what a modern regulatory exam looks like… Read More