Annual Attestation Anxiety: A Guide To Supervisory Reviews Aug 30, 2023 At Turnkey Trading Partners, we frequently observe that in matters of compliance, some of the most straightforward tasks are frequently overlooked. We also understand that staying compliant while running a… Read More
IB and FCM Alert: Updates to FATF Sanctions List and Anti-Money Laundering Implications Jul 31, 2023 By Turnkey Trading Partners: On June 29, 2023, the Financial Crimes Enforcement Network (FinCEN) issued a news release aimed at informing U.S. financial institutions about the recent public statement from… Read More
Block Trades, Voice, Chat, & OTC Brokerage Jul 26, 2023 By Turnkey Trading Partners: An increasing number of Introducing Brokers (“IB”) are entering the block futures space. A surprising number of these firms don’t have a strong understanding of their… Read More