NFA’s Fight Against Inactive Members May 24, 2024 In January of 2014 NFA published a Notice to Members requesting comments on proposed changes to Commodity Pool Operator (“CPO”) and Commodity Trading Advisor (“CTA”) regulatory obligations. Those who have… Read More
Operational Resilience Framework Proposal and What That Could Mean for The Industry. Apr 29, 2024 At the end of 2023, The Commodity Futures Trading Commission (“CFTC”) proposed an Operational Resilience Framework (“ORF”) aiming to mandate that Futures Commissions Merchants (“FCM”), Swap Dealers (“SD”), and Major… Read More
50.ai Investments Banned From Future NFA Membership Apr 19, 2024 Background: 50.ai Investments was a registered Commodity Pool Operator (CPO) and an National Futures Association (“NFA”) member as of October 2022. It managed a fund named 50.ai Investment Fund LP,… Read More