Operational Resilience Framework Proposal and What That Could Mean for The Industry. Apr 29, 2024 At the end of 2023, The Commodity Futures Trading Commission (“CFTC”) proposed an Operational Resilience Framework (“ORF”) aiming to mandate that Futures Commissions Merchants (“FCM”), Swap Dealers (“SD”), and Major… Read More
50.ai Investments Banned From Future NFA Membership Apr 19, 2024 Background: 50.ai Investments was a registered Commodity Pool Operator (CPO) and an National Futures Association (“NFA”) member as of October 2022. It managed a fund named 50.ai Investment Fund LP,… Read More
Artificial Intelligence – Financial Regulations? Mar 26, 2024 Artificial Intelligence or (“AI”) has been a hot topic of discussion for the last several years. It should come as no surprise that financial regulators are beginning to take an… Read More