Developing a Compliant CFTC, NFA Compliance Manual Jan 31, 2022 How to develop compliant NFA and CFTC compliance policies and procedures is critical to compliance success. Learn more with this article.
NFA Enhanced Supervision Avoidance Jan 28, 2022 CFTC and NFA regulated brokerage and trading firms should do everything they can to avoid NFA’s enhanced supervisory requirements. Learn how today.