Strategic Record-Keeping: A Comprehensive Approach Nov 20, 2023 In last months article, Turnkey Trading Partners (“Turnkey”) discussed Critical CFTC Supervision and Record-Keeping Tips, emphasizing the significance… Read More
Another Introducing Broker Hit With Failure to Supervise; Record Keeping Shortcomings Oct 31, 2023 Turnkey cannot express enough how critical it is for firms to take communication record keeping and supervision seriously. … Read More
Going into 2024, Make Sure Compliance is in Order Oct 26, 2023 As 2023 is quickly coming to a close, staff will begin leaving for holiday vacation and compliance will… Read More