Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More
Turnkey Trading Partners Named “Top” Commodity Trading Service Provider for 2023 Jun 28, 2023 By: Turnkey Trading Partners Turnkey Trading Partners is thrilled to share that we have once again achieved recognition… Read More
NFA Trade Execution Audit: Are you Prepared? May 26, 2021 One of the trends we have identified during recent audits of Introducing Brokers (“IBs”) is that National Futures Association, Commodity Futures Trading Commission, and CME Group examiners are becoming increasingly granular about their testing of trade execution record keeping. In particular, we are seeing attempts to evaluate how brokerage firms are able to “recreate the trade”.