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NFA audit

Common NFA Audit Deficiencies: Summer 2024 Edition

Jul 31, 2024

Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams. Typically supporting 10 to 15…

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Develop Scoping Procedures Before Your Next NFA Audit

Mar 22, 2024

By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the…

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Turnkey Trading Partners Named “Top” Commodity Trading Service Provider for 2023

Jun 28, 2023

By: Turnkey Trading Partners Turnkey Trading Partners is thrilled to share that we have once again achieved recognition…

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Turnkey Trading Partners (“TTP”) cannot assist your firm with matters that an SEC or CFTC registered member is required to attend to. We are always able to offer your firm assistance, however please be advised that in certain situations and environments we will not be eligible to communicate directly with a regulatory authority on your behalf. With respect to any TTP service, correspondence, or written advice please be advised that TTP is not licensed to practice law in any state and under no circumstance shall you use, represent or construe the advice given by TTP to constitute legal advice or a legal opinion. TTP is also not licensed in any state as a certified public accountant and as such you should not use, represent, or construe the advice given by TTP to constitute a certified accounting or tax opinion. Additionally, we inform you that a regulatory agency may not adopt the opinion of TTP on any particular regulatory matter with respect to which TTP renders advice, regardless of any understanding of TTP as an expert in securities or commodities compliance consulting.