Required CFTC/NFA Coronavirus Pandemic Adjustments Mar 19, 2020 In response to the ongoing Coronavirus pandemic, both the CFTC and NFA have released several notices relating to… Read More
Turnkey CFTC/NFA Regulatory and Compliance Recap – First Half 2019 Aug 15, 2019 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More
ISSP Changes Required in April 2019 Feb 07, 2019 National Futures Association (NFA) recently amended its Interpretive Notice entitled NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security… Read More