The NFA’s Multi-Branch Proposal: Streamlining Supervision or a Hidden Burden? Jun 26, 2026 The NFA’s new multi-branch supervision proposal sounds like an operational win, but it might be a compliance Trojan horse. Here is what your firm needs to know.
Executing Introducing Broker Block Futures Customer Onboarding May 28, 2026 Registered Introducing Brokers (“IBs”) operating as so called “voice” or “chat brokers” focus largely on making markets or…Read More
Bad Actor, Better Market: Enforcement as a Catalyst for Event Contract Legitimacy Apr 27, 2026 The arrest of Master Sgt. Gannon Ken Van Dyke, a U.S. Army Special Forces soldier, represents a landmark…Read More