NFA’s First Crypto Regulations Mar 29, 2023 By: Turnkey Trading Partners On February 28th the National Futures Association proposed Compliance Rule 2-51. This rule put… Read More
Do Your Books and Records Meet Regulatory Expectations and Guidelines? Apr 28, 2022 There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.
Micro Futures and Crypto Regulatory Crackdown? Feb 28, 2022 Over the last year National Futures Association (“NFA”) has been making adjustments to annual questionnaire response items. Similarly,… Read More