Do Your Books and Records Meet Regulatory Expectations and Guidelines? Apr 28, 2022 There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.
Micro Futures and Crypto Regulatory Crackdown? Feb 28, 2022 Over the last year National Futures Association (“NFA”) has been making adjustments to annual questionnaire response items. Similarly,… Read More
Avoiding Accounting Pitfalls Oct 27, 2021 By: Turnkey Trading Partners Many of Turnkey’s clients, and NFA members as a whole, are one to two… Read More