Common NFA Audit Deficiencies: NFA vs Turnkey Feb 29, 2024 On February 12th, 2024 NFA distributed a notice to its members under bulletin I-24-03. Within the notice NFA… Read More
Futures Commissions Merchant Lime Trading Corp. Ordered to Pay $100,000 Fine Feb 19, 2024 On February 6, the National Futures Association (NFA) mandated that Lime Trading Corp. (Lime Trading), a futures commission… Read More
How Does the Corporate Transparency Act Impact CFTC and NFA Firms? Jan 28, 2024 On December 5, 2023 the National Futures Association (“NFA”) sent out a notice to members advisory regarding the… Read More