Inactive Firms be Aware – Semi- Annual Questionnaires Coming Due Mar 24, 2025 Under National Futures Association (NFA) Compliance Rule 2-52 and its associated Interpretive Notice, NFA Member Questionnaire Requirements (effective… Read More
Annual Attestation Anxiety: A Guide To Supervisory Reviews Aug 30, 2023 At Turnkey Trading Partners, we frequently observe that in matters of compliance, some of the most straightforward tasks… Read More