Artificial Intelligence – Financial Regulations? Mar 26, 2024 Artificial Intelligence or (“AI”) has been a hot topic of discussion for the last several years. It should… Read More
Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More
Common NFA Audit Deficiencies: NFA vs Turnkey Feb 29, 2024 On February 12th, 2024 NFA distributed a notice to its members under bulletin I-24-03. Within the notice NFA… Read More