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Month: August 2022

More Than Ever: Crypto Registration Matters

Aug 31, 2022

Registered brokerage and trading firms can often view their regulators inappropriately.  Within the derivatives industry, interactions with the…

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Proper Accounting and Valuation at IB’s; Swap Firms Essential

Aug 27, 2022

Over the last several months, National Futures Association (“NFA”) has filed complaints against member firms for improper accounting…

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Turnkey Trading Partners (“TTP”) cannot assist your firm with matters that an SEC or CFTC registered member is required to attend to. We are always able to offer your firm assistance, however please be advised that in certain situations and environments we will not be eligible to communicate directly with a regulatory authority on your behalf. With respect to any TTP service, correspondence, or written advice please be advised that TTP is not licensed to practice law in any state and under no circumstance shall you use, represent or construe the advice given by TTP to constitute legal advice or a legal opinion. TTP is also not licensed in any state as a certified public accountant and as such you should not use, represent, or construe the advice given by TTP to constitute a certified accounting or tax opinion. Additionally, we inform you that a regulatory agency may not adopt the opinion of TTP on any particular regulatory matter with respect to which TTP renders advice, regardless of any understanding of TTP as an expert in securities or commodities compliance consulting.