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Month: June 2022

CFTC and NFA ESG Programs

Jun 29, 2022

By: Turnkey Trading Partners Turnkey is often the so called, “Tip of the Sword” when it comes to…

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Be Prepared for an Order Execution Audit

Jun 28, 2022

At all times, Turnkey Trading Partners (“Turnkey”) is engaged in supporting a number of customers that are undergoing…

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Turnkey Trading Partners (“TTP”) cannot assist your firm with matters that an SEC or CFTC registered member is required to attend to. We are always able to offer your firm assistance, however please be advised that in certain situations and environments we will not be eligible to communicate directly with a regulatory authority on your behalf. With respect to any TTP service, correspondence, or written advice please be advised that TTP is not licensed to practice law in any state and under no circumstance shall you use, represent or construe the advice given by TTP to constitute legal advice or a legal opinion. TTP is also not licensed in any state as a certified public accountant and as such you should not use, represent, or construe the advice given by TTP to constitute a certified accounting or tax opinion. Additionally, we inform you that a regulatory agency may not adopt the opinion of TTP on any particular regulatory matter with respect to which TTP renders advice, regardless of any understanding of TTP as an expert in securities or commodities compliance consulting.