New NFA Self-Exam; Subtle Changes… BIG Implications Jun 29, 2020 Periodically, NFA updates the Self-Exam Questionnaire, which most recently occurred June 2, 2020. When these updates are made NFA has the expectation that firms will use the most current version of the Questionnaire.
CFTC/NFA – Regulatory Recap – June 2020 Jun 22, 2020 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More