CFTC & NFA Compliance Issues For 2019 Nov 19, 2018 The beginning of a new year is typically when Commodity Futures Trading Commission (“CFTC”) registered, National Futures Association… Read More
CFTC & NFA – Regulatory & Compliance Recap – November 2018 Nov 07, 2018 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More