Compliance Outsourcing

After you have established your firm’s procedures and your business begins operating do you have a plan to maintain the documents you spent so much time and/or money on to create?  Perhaps more importantly, do you know how to effectively implement the policy’s that you have in place to operate in a compliant manner?

Turnkey Trading Partners (“TTP”) can assist in a variety of compliance consulting facilities.  Specifically we can help you to properly maintain your procedures over time and can assist with any questions you may have regarding their effectiveness.  Turnkey Trading Partners can also help you to establish proper guidelines for your staff and your managers to properly implement actions that match your ongoing requirements.

Turnkey Trading Partners is also able to assist with general brokerage & business consulting to help you grow your business as efficiently as possible.  Have you thought about what it will take to hire more brokers?  How you will solicit for new clients?  Do you understand the regulatory implications of trying to making your company more profitable?  No situation is too complex or time consuming for TTP.

Intrigued?

Find out more details about each of our outsourced compliance programs by visiting our AML AuditsGeneral ProceduresMock ExaminationsPromotional Reviews, and Disclosure Document specific pages.