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CFTC/NFA Cyber Security: One Year In

Article originally published at the National Introducing Brokers Association Website:   By: Greg Baracy, Turnkey Trading Partners As everyone in the Commodity Futures Industry surely knows during March of 2016 the CFTC and NFA implemented cyber security obligations which were … Continued

Turnkey Best Compliance Firm For 2017

Last week the 2017 Alternative Credit Intelligence and CTA Intelligence US Services Awards were held in New York City. These annual events are intended to recognize service providers that have demonstrated exceptional customer service and innovative product development over the … Continued

Top 10 Issues for CFTC/NFA Compliance in 2017

The following piece was featured in the January 2017 National Introducing Brokers Association (“NIBA”) member newsletter. If you have any questions after reading please contact Turnkey today for assistance. Happy New Year! We hope the NIBA membership had a successful … Continued

Turnkey Named to 2017 HFM Awards Short List

The 2017 annual HFM – CTA Intelligence US Services Awards announced it’s “short list” of finalist for this years awards. Turnkey Trading Partners (“Turnkey”) was named a finalist for “Best Compliance Firm”, “Best Consultancy”, and “Best Cyber Security Solution” for … Continued

Turnkey Named to 2017 Alt Credit Awards Short List

The 2017 annual Alt Credit Intelligence US Services Awards today announced it’s “short list” of finalist for this years award. Turnkey Trading Partners (“Turnkey”) was named a finalist for “Best Compliance Firm” in the alt credit swaps brokerage and trading … Continued

Turnkey Featured At Compliance Debate

Turnkey president James Bibbings has been asked to participate in a live debate at the 2016 Annual National Introducing Brokerage Association (“NIBA”) annual conference in Chicago.  Inspired by this year’s Presidential Debates, on September 14, at the 25th Anniversary Conference, … Continued

CFTC NFA Cyber Security Policies

The headlines in today’s paper should read: “The Wild West is back! Stick ups and heists at an all-time high!” Only today the villain is not riding up to a stage coach on a horse or storming a bank with … Continued

NFA Audit Secrets and Tips – Internal Controls

Bryant Craft, Turnkey Trading Partners – June 25, 2015 Until recently I was working as a field auditor with the National Futures Association (“NFA”). During my time at NFA, the self-regulator was enduring a great deal of criticism. After the … Continued

CFTC/NFA Regulation – Response to the Swiss Franc Move

As featured and written for the National Introducing Brokers Association (“NIBA”) Roughly a month ago the Swiss National Bank rocked the world with a surprise announcement. During the middle of the night on January 15, 2015, Swiss banking authorities announced … Continued